David D. Ehlert
Professional summary
David Dewayne Ehlert is a registered financial advisor currently at ARBOR FAMILY WEALTH ADVISORS, INC. located in Lodi, California and M HOLDINGS SECURITIES, INC. located in Lodi, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Dewayne Ehlert's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2008 - Present
ARBOR FAMILY WEALTH ADVISORS, INC.
Office #1: 116 N. Pleasant Avenue, Lodi, CA 95240July 10, 2001 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 116 North Pleasant Ave., Lodi, CA 95240February 17, 2006 - January 2, 2008
CANTERBURY CONSULTING INCORPORATED
August 1, 2001 - March 23, 2006
M HOLDINGS SECURITIES, INC.
March 22, 1993 - July 16, 2001
MUTUAL SERVICE CORPORATION
October 13, 1992 - November 30, 1994
GS2 SECURITIES, INC.
May 15, 1989 - January 1, 1992
GS2 SECURITIES, INC.
October 31, 1985 - January 4, 1989
SJ CAPITAL, INC.
September 21, 1983 - October 15, 1985
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2001)
(1/7/2008)
(7/16/2024)
(6/28/2023)
(8/29/2023)
(7/10/2001)
(8/29/2023)
(3/30/2020)
(4/19/2023)
(8/28/2023)
(1/29/2002)
(10/14/2003)
(8/29/2023)
(7/10/2001)
(1/22/2007)
(8/29/2023)
(8/29/2023)
Exams
FINRA
Current Firm
ARBOR FAMILY WEALTH ADVISORS, INC.
CRD#: 142270 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARBOR FAMILY WEALTH ADVISORS, INC.
CRD#: 142270Lodi, CA 95240TRUST BUT VERIFY
Monitor David Ehlert
Get automatic monthly alerts on:
