David D. Ehlert

ARBOR FAMILY WEALTH ADVISORS

LODI, CA 95240

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CRD#: 1181878

Professional summary

David Dewayne Ehlert is a registered financial advisor currently at ARBOR FAMILY WEALTH ADVISORS, INC. located in Lodi, California and M HOLDINGS SECURITIES, INC. located in Lodi, California.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) M ADVISORY GROUP; 2377 CRENSHAW BLVD SUITE 150 TORRANCE, CA 90501; MEMBER FIRM AFFILIATION; INVESTMENT RELATED; MARKETER; SALES AND SERVICE OF LIFE INSURANCE; 01/31/2014; 60 HOURS PER MONTH; 60 HOURS PER MONTH DURING TRADING HOURS. 2) ARBOR FAMILY WEALTH ADVISORS, INC.; 116 NORTH PLEASANT AVE, LODI, CA 95240; PRESIDENT; SINCE JUNE 14 2012; INVESTMENT RELATED; 20 HOURS/MONTH 20 DURING BUSINESS; CONSULTING FEES. 3) DAVID D. EHLERT; 3255 WEST MARCH LANE, SUITE 300, STOCKTON, CA 95209; 10/1979; ACTIVE RETIRED AGENT; SALE AND SERVICE OF NON-VARIABLE LIFE INSURANCE; NOT INVESTMENT RELATED; 2 HOURS/MONTH; 2 HOURS/MONTH DURING BUSINESS HOURS; COMMISSIONS. 4) DOUBLE D AG, LLC; BURGE RD, STOCKTON, CA 95215; 01/01/2007; OWNER; CHERRY FARM; NOT INVEST RELATED; 5 HOURS/MONTH, 0 HOURS/MONTH DURING BUSINESS HOURS; PROFITS. 5) DURAFLAME, INC.; 2879 Saint Rose Parkway, Suite 200, Henderson NV 89052; MANUFACTURE AND SALE OF CONSUMER PRODUCTS; NOT INVESTMENT RELATED; BOARD OF DIRECTORS;ATTEND BOARD MEETINGS AND HELP WITH STRATEGIC PLANNING; 01/01/2022; 5 HOURS PER MONTH; 2 HOURS PER MONTH DURING TRADING 6) LESLIE A JAMES TRUST CUT EHLERT RFT; 4676 BURGE ROAD, STOCKTON CA 95215; TRUST; INVESTMENT RELATED; TRUSTEE; ADMINISTRATION OF THE TRUST; 08/16/2021; 3 HOURS PER MONTH; 3 HOURS PER MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Dewayne Ehlert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2008 - Present

ARBOR FAMILY WEALTH ADVISORS, INC.

Office #1: 116 N. Pleasant Avenue, Lodi, CA 95240

RIA

CRD#: 142270

LODI, CA

Current

July 10, 2001 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 116 North Pleasant Ave., Lodi, CA 95240

RIA

CRD#: 43285

Lodi, CA

Past

February 17, 2006 - January 2, 2008

CANTERBURY CONSULTING INCORPORATED

RIA

CRD#: 22875

NEWPORT BEACH, CA

Past

August 1, 2001 - March 23, 2006

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

PORTLAND, OR

Past

March 22, 1993 - July 16, 2001

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

October 13, 1992 - November 30, 1994

GS2 SECURITIES, INC.

CRD#: 14745

MILWAUKEE, WI

Past

May 15, 1989 - January 1, 1992

GS2 SECURITIES, INC.

CRD#: 14745

MILWAUKEE, WI

Past

October 31, 1985 - January 4, 1989

SJ CAPITAL, INC.

CRD#: 16081

Past

September 21, 1983 - October 15, 1985

NYLIFE SECURITIES LLC

CRD#: 5167

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/10/2001)

IAR

California
(1/7/2008)

Delaware
(7/16/2024)

Florida
(6/28/2023)

Hawaii
(8/29/2023)

Missouri
(7/10/2001)

Montana
(8/29/2023)

Nevada
(3/30/2020)

New Jersey
(4/19/2023)

New York
(8/28/2023)

Ohio
(1/29/2002)

Oregon
(10/14/2003)

South Carolina
(8/29/2023)

South Dakota
(7/10/2001)

Texas
(1/22/2007)

Utah
(8/29/2023)

Wyoming
(8/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 10/18/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/20/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ARBOR FAMILY WEALTH ADVISORS, INC.

ARBOR FAMILY WEALTH ADVISORS, INC. | ARCHPOINT ADVISORS, INC.

CRD#: 142270 / SEC#:

California

Registered Investment Advisory firm - (1/7/2008 Approved)

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Contact information

Main Address

116 N. Pleasant Avenue, Lodi, CA 95240

Mailing Address

Phone number

(209) 333-9990

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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David D. Ehlert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Dewayne Ehlert's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

CANTERBURY CONSULTING INCORPORATED

M HOLDINGS SECURITIES, INC.

MUTUAL SERVICE CORPORATION

GS2 SECURITIES, INC.

GS2 SECURITIES, INC.

SJ CAPITAL, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/1999

Series 63

Date: 9/16/1996

SIE

Date: 10/1/2018

Series 22

Date: 10/18/1984

Series 6

Date: 9/20/1983

FINRA

Current Firm

ARBOR FAMILY WEALTH ADVISORS, INC.

Contact information

Documents

Red Flags

Company Information

ARBOR FAMILY WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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