Patrick C. Lubin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Christopher Lubin was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1983. Patrick had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 27 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2015 - May 22, 2017
DINOSAUR FINANCIAL GROUP, L.L.C
November 27, 2013 - December 2, 2014
SEIDEL & CO., LLC
April 27, 2010 - October 9, 2013
O'BRIEN & SHEPARD, INC.
September 30, 1992 - December 6, 2006
REGIONAL BROKERS, INC.
January 14, 1986 - August 14, 1992
HARTFIELD, TITUS & DONNELLY, LLC
May 29, 1984 - October 10, 1984
HALPERT AND COMPANY, INC.
September 21, 1983 - January 6, 1984
KOBRIN SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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