Robert B. Trotenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Bruce Trotenberg was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2020 - January 28, 2026
THE LEADERS GROUP, INC.
May 9, 2017 - June 21, 2018
KESTRA INVESTMENT SERVICES, LLC
July 16, 2004 - November 13, 2015
KESTRA INVESTMENT SERVICES, LLC
July 11, 2002 - December 31, 2003
KESTRA INVESTMENT SERVICES, LLC
July 3, 1997 - November 13, 2015
KESTRA INVESTMENT SERVICES, LLC
April 2, 1991 - July 2, 1997
GUARDIAN INVESTOR SERVICES LLC
February 21, 1986 - February 11, 1991
VERAVEST INVESTMENTS, INC.
March 8, 1984 - June 18, 1984
SIGNATOR INVESTORS, INC.
March 8, 1984 - April 2, 1986
LINCOLN NATIONAL PENSION INSURANCE COMPANY
March 8, 1984 - April 2, 1986
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
