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TD

Terry E. Dupont

BROOKWOOD INVESTMENT GROUP
ROANN, IN
CRD#: 1181537
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TD
Terry Eugene DupontBROOKWOOD INVESTMENT GROUP

Professional summary

Terry Eugene Dupont is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Roann, Indiana.

Terry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Terry has worked at 10 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry Eugene Dupont's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2026 - Present

BROOKWOOD INVESTMENT GROUP

RIA
CRD#: 316544
ROANN, IN
Past

January 31, 2011 - December 31, 2025

DUPONT ADVISORY GROUP

RIA
CRD#: 153304
ROANN, IN
Past

August 13, 2010 - December 31, 2010

DUPONT ADVISORY GROUP

RIA
CRD#: 153304
INDIANAPOLIS, IN
Past

March 14, 2006 - December 7, 2007

MADISON AVENUE SECURITIES, LLC

BD
CRD#: 23224
FISHERS, IN
Past

October 7, 1994 - December 19, 1995

INVESTMENT PLANNERS, INC.

BD
CRD#: 18557
DECATUR, IL
Past

June 15, 1990 - January 27, 1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

June 15, 1990 - January 27, 1995

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

November 21, 1989 - August 22, 1990

GREEN HILL FINANCIAL SERVICE CORPORATION

BD
CRD#: 4882
Past

February 27, 1987 - March 29, 1989

SENTRY EQUITY SERVICES, INC.

BD
CRD#: 5069
STEVENS POINT, WI
Past

October 29, 1984 - February 13, 1987

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
Past

July 27, 1983 - September 17, 1984

COUNTRY CAPITAL MANAGEMENT COMPANY

BD
CRD#: 12060

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BROOKWOOD INVESTMENT GROUP
APO FINANCIAL | YATRA WEALTH DESIGN | THE ALCHEMISTS | T. MANN FINANCIAL | STRATEGIC ASSET PRESERVATION, INC. | REDWOOD PRIVATE WEALTH | NVISION | LAUREL WEALTH SOLUTIONS | INNOVATIVE PLANNING PARTNERS | DOVETAIL CAPITAL MANAGEMENT LLC | CK WEALTH MANAGEMENT GROUP | BURGESSER WEALTH MANAGEMENT | BROOKWOOD INVESTMENT GROUP LLC | BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA
Registered Investment Advisory firm - (10/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(1/23/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/27/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/24/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 1/31/2005
Investment Company Products/Variable Contracts Representative Examination

Current Firm

BI
BROOKWOOD INVESTMENT GROUP
APO FINANCIAL | YATRA WEALTH DESIGN | THE ALCHEMISTS | T. MANN FINANCIAL | STRATEGIC ASSET PRESERVATION, INC. | REDWOOD PRIVATE WEALTH | NVISION | LAUREL WEALTH SOLUTIONS | INNOVATIVE PLANNING PARTNERS | DOVETAIL CAPITAL MANAGEMENT LLC | CK WEALTH MANAGEMENT GROUP | BURGESSER WEALTH MANAGEMENT | BROOKWOOD INVESTMENT GROUP LLC | BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA
Registered Investment Advisory firm - (10/18/2021 Approved)
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Contact information

Main Address
3930 E. Ray Road Suite 155, Phoenix, AZ 85044
Mailing Address
Phone number
(480) 646-3504
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BROOKWOOD INVESTMENT GROUP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts6,200
AUM (Assets Under Management)$ 1,064,198,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROOKWOOD INVESTMENT GROUP

CRD#: 316544Roann, IN

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