Leslie R. Gray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Reese Gray was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1983. Leslie had worked at 8 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2001 - December 5, 2012
PRIME CAPITAL SERVICES, INC.
October 4, 2000 - March 6, 2001
DONAHUE SECURITIES, INC.
September 10, 1998 - October 23, 2000
PRIME CAPITAL SERVICES, INC.
August 17, 1992 - September 9, 1998
INVESTORS BROKERAGE SERVICES, INC.
January 11, 1989 - August 21, 1990
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 4, 1988 - September 2, 1992
PHILADELPHIA FINANCIAL ADVISORS, INC.
October 1, 1985 - October 17, 1988
LINSCO FINANCIAL GROUP, INC.
February 25, 1985 - August 16, 1985
SELECTIVE SECURITY TRUST FINANCIAL CORP.
September 30, 1983 - March 1, 1985
FINANCIAL CONSULTANTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIME CAPITAL SERVICES, INC.
CRD#: 18334 / SEC#: , 8-36492
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
