Bill E. Henson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bill Eugene Henson was a registered financial professional .
Bill is a previously registered financial professional and started their career in finance in 1988. Bill had worked at 2 firms and has passed the Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 1999 - October 31, 2001
FIMCO SECURITIES GROUP, INC.
December 9, 1988 - April 14, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIMCO SECURITIES GROUP, INC.
CRD#: 30343 / SEC#: , 8-44863
Contact information
FINRA licenses (2 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENRY, FREDERICK ALLEN | PRESIDENT/CHIEF COMPLIANCE OFFICER | 1429664 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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