Robert G. Mccrillis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Gene Mccrillis, who also goes by Bob Mccrillis, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 10 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2009 - October 15, 2012
INDEPENDENT FINANCIAL GROUP, LLC
July 5, 2005 - December 4, 2009
FSC SECURITIES CORPORATION
September 13, 1995 - October 18, 1995
THE VARIABLE ANNUITY MARKETING COMPANY
July 8, 1995 - July 22, 2005
CETERA WEALTH SERVICES, LLC
April 9, 1994 - October 7, 1994
INVEST FINANCIAL CORPORATION
November 30, 1992 - December 13, 1993
U.S. BANCORP SECURITIES
December 4, 1989 - November 3, 1992
CETERA WEALTH SERVICES, LLC
May 25, 1989 - December 13, 1989
AMERICAN GENERAL SECURITIES INCORPORATED
April 18, 1988 - April 12, 1989
THE O.N. EQUITY SALES COMPANY
January 1, 1988 - March 28, 1988
F & G SECURITIES, INC.
July 24, 1984 - April 5, 1988
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717 / SEC#: 801-62667, 8-22870
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717 / SEC#: 801-62667, 8-22870
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
