Robbie L. Hodge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robbie Loran Hodge, who also goes by Robbie Hodge, was a registered financial professional .
Robbie is a previously registered financial professional and started their career in finance in 1983. Robbie had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 1990 - October 25, 1994
FIRST UNION CAPITAL MARKETS CORP.
August 14, 1990 - November 14, 1990
CAPITAL BROKERAGE CORPORATION
July 22, 1987 - July 24, 1990
A. G. EDWARDS & SONS, INC.
April 18, 1984 - July 27, 1987
J.C. BRADFORD & CO.
September 13, 1983 - December 21, 1985
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST UNION CAPITAL MARKETS CORP.
CRD#: 6124 / SEC#: , 8-12886
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
