Christopher Moore
Professional summary
Christopher Moore is a registered financial professional currently at IMST DISTRIBUTORS, LLC located in Portland, Maine.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1983. Christopher has worked at 11 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2014 - Present
IMST DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101February 17, 2010 - October 7, 2014
TRESTLE POINT, LLC
February 13, 2007 - September 4, 2008
SAXONY SECURITIES, INC.
July 29, 2004 - December 16, 2004
SAXONY SECURITIES, INC.
June 5, 2001 - July 12, 2004
SYNDICATED CAPITAL, INC.
July 10, 2000 - May 22, 2001
PRUDENTIAL EQUITY GROUP, LLC
January 29, 1997 - July 31, 2000
J.C. BRADFORD & CO.
January 1, 1991 - January 29, 1997
VINING-SPARKS IBG, LLC
August 11, 1989 - January 29, 1997
ICBA SECURITIES
September 19, 1984 - January 1, 1991
VINING-SPARKS SECURITIES, INC.
July 20, 1984 - August 14, 1984
COLLINS SECURITIES CORPORATION
September 12, 1983 - February 21, 1984
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2016)
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(1/4/2024)
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(1/6/2016)
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(2/1/2024)
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(1/11/2016)
(1/4/2016)
(2/12/2016)
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(1/6/2016)
(1/5/2016)
(1/7/2016)
(1/4/2016)
(10/3/2014)
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(1/7/2016)
(1/4/2016)
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(10/2/2014)
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(1/4/2016)
(1/3/2024)
(1/5/2016)
(1/5/2016)
(1/11/2016)
(1/4/2016)
(1/4/2016)
Exams
FINRA
Current Firm
IMST DISTRIBUTORS, LLC
CRD#: 130745 / SEC#: , 8-66389
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Company Information
IMST DISTRIBUTORS, LLC
CRD#: 130745Portland, ME 04101TRUST BUT VERIFY
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