RP
Robert D. Peet
GLOBAL BROKERAGE SERVICES
Hunt Valley, MD 21031
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CRD#: 1180954
RP
Professional summary
Robert Douglas Peet is a registered financial professional currently at GLOBAL BROKERAGE SERVICES, INC. located in Hunt Valley, Maryland.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Robert Douglas Peet's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 19, 1997 - Present
GLOBAL BROKERAGE SERVICES, INC.
Office #1: 11350 Mccormick Rd. Ep Iii Suite 1204, Hunt Valley, MD 21031RIA
BD
CRD#: 37505
Hunt Valley, MD
Past
February 14, 1994 - July 22, 1997
MASON SECURITIES, INC.
BD
CRD#: 12967
RESTON, VA
Past
April 24, 1992 - December 31, 1993
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
August 25, 1983 - May 22, 1992
DERAND/PENNINGTON/BASS, INC.
BD
CRD#: 4679
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GB
GLOBAL BROKERAGE SERVICES, INC.
GLOBAL BROKERAGE SERVICES, INC.
CRD#: 37505 / SEC#: 801-131268, 8-47763
RIA
Registered Investment Advisory firm - SEC (10/10/2024 Approved)District of Columbia
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Florida
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Georgia
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Illinois
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Maryland
Registered Investment Advisory firm - SEC (11/18/2024 Terminated)North Carolina
Registered Investment Advisory firm - SEC (11/1/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/5/2024 Terminated)Texas
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Utah
Registered Investment Advisory firm - SEC (12/10/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (11/2/2024 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/7/2013)
RR
North Carolina(8/19/1997)
RR
Virginia(8/19/1997)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GB
GLOBAL BROKERAGE SERVICES, INC.
GLOBAL BROKERAGE SERVICES, INC.
CRD#: 37505 / SEC#: 801-131268, 8-47763
RIA
Registered Investment Advisory firm - SEC (10/10/2024 Approved)District of Columbia
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Florida
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Georgia
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Illinois
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Maryland
Registered Investment Advisory firm - SEC (11/18/2024 Terminated)North Carolina
Registered Investment Advisory firm - SEC (11/1/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/5/2024 Terminated)Texas
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Utah
Registered Investment Advisory firm - SEC (12/10/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (11/2/2024 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
11350 Mccormick Rd. Epiii, Suite 1204, Hunt Valley, MD 21031
Mailing Address
11350 Mccormick Rd. Ep Iii Suite 1204, Hunt Valley, MD 21031
Phone number
(410) 785-4990
Established
Maryland since 10/07/1994
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
5
SEC notice filing (11 States and Territories)
FINRA licenses (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 562 |
| AUM (Assets Under Management) | $ 137,300,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GLOBAL BROKERAGE SERVICES, INC.
CRD#: 37505Hunt Valley, MD 21031TRUST BUT VERIFY
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