Philip A. Haluska
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Andrew Haluska, who also goes by Philip A Haluska, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1983. Philip had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 1997 - November 19, 1997
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
March 27, 1995 - September 22, 1997
SOUTHWICK INVESTMENTS, INC.
August 5, 1994 - March 21, 1995
JOSEPHTHAL & CO., INC.
January 15, 1993 - July 8, 1994
AMERICAN FRONTEER FINANCIAL CORPORATION
July 5, 1991 - October 5, 1992
PRUDENTIAL EQUITY GROUP, LLC
May 10, 1991 - June 24, 1991
A. G. EDWARDS & SONS, INC.
November 22, 1988 - May 20, 1991
ALEX. BROWN & SONS INCORPORATED
August 24, 1983 - December 6, 1988
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
CRD#: 14538 / SEC#: , 8-30834
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
