Leslie W. Agisim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Wayne Agisim was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1983. Leslie had worked at 2 firms and has passed the SIE, Series 7, Series 28, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 1989 - June 7, 1993
CAMERON PHILLIPS SECURITIES GROUP, INC.
September 22, 1983 - February 13, 2018
TREVOR, COLE, REID, & MONROE, INC.
State Registrations and Notice Filings
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Exams
Series 28
Date: 9/11/2007
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CAMERON PHILLIPS SECURITIES GROUP, INC.
CRD#: 23016 / SEC#: , 8-40117
Contact information
Documents
Red Flags
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