Phillip D. Calkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip David Calkins, who also goes by Phil Calkins, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 1983. Phillip had worked at 15 firms and has passed the Series 63, Series 6, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2013 - July 18, 2013
WOODMEN FINANCIAL SERVICES, INC.
June 8, 2006 - February 13, 2009
VALIC FINANCIAL ADVISORS, INC.
June 8, 2006 - February 13, 2009
VALIC FINANCIAL ADVISORS, INC.
September 1, 2005 - June 3, 2006
CAPITAL FINANCIAL SERVICES, INC.
September 1, 2005 - June 3, 2006
CAPITAL FINANCIAL SERVICES, INC.
February 12, 2004 - April 19, 2004
INVESTACORP, INC.
January 17, 2002 - February 19, 2004
VALIC FINANCIAL ADVISORS, INC.
August 28, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
August 28, 2001 - February 19, 2004
VALIC FINANCIAL ADVISORS, INC.
October 25, 1993 - December 16, 1995
HORNOR, TOWNSEND & KENT, LLC
February 13, 1992 - October 20, 1993
INVESTACORP, INC.
February 22, 1991 - February 7, 1992
IDS LIFE INSURANCE COMPANY
February 22, 1991 - February 7, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
November 13, 1990 - February 27, 1991
FIRST SECURITIES NETWORK CORPORATION
November 29, 1989 - November 9, 1990
MABON, NUGENT & CO.
June 5, 1989 - November 20, 1989
NEW ENGLAND SECURITIES
March 8, 1988 - May 31, 1989
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 29, 1987 - March 24, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
December 6, 1984 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
December 6, 1984 - November 5, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
September 7, 1983 - October 10, 1984
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOODMEN FINANCIAL SERVICES, INC.
CRD#: 117365 / SEC#: , 8-53592
Contact information
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WFS HOLDINGS, INC. | 100% OWNER OF WOODMEN FINANCIAL SERVICES, INC. | |
| BENGTSON, CYNTHIA SHAWN | DIRECTOR AND CHAIRMAN | 6073749 |
| BUDERUS, TIMOTHY KEVIN | PRESIDENT, CEO AND DIRECTOR | 3083401 |
| DARLING, DANIEL RUSSELL | SENIOR SALES MANAGER | 5220507 |
| DAY, JACOB MICHAEL | DIRECTOR | 5003086 |
| DRIFFILL, CHARLES REICH JR. | DIRECTOR | 5239194 |
| EBLEN, LINDSEY JEAN | FINOP AND REVIEW PRINCIPAL (CFO)/TREASURER | 4496236 |
| OLARI, NICHOLAS CONNER | DIRECTOR AND SECRETARY | 6079027 |
| PORTER, RAHJA | CHIEF COMPLIANCE OFFICER | 6860469 |
| ROSAUER, ADAM THOMAS | MANAGER OF OPERATIONS | 4761408 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
