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Donald F. Ehrenberg

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CRD#: 1180718
DE

Professional summary

Donald Fred Ehrenberg JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Donald is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Donald had worked at 2 firms, which includes OLDE ECONOMIE FINANCIAL CONSULTANTS LTD., PRUCO SECURITIES LLC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 12, 1998 - December 31, 2006

OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.

BD
CRD#: 21304
BADEN, PA
Past

November 3, 1983 - November 7, 1997

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/10/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 8/18/1983
Investment Company Products/Variable Contracts Representative Examination

Current Firm

OE
OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.
OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.

CRD#: 21304 / SEC#: , 8-38759

BD
Terminated by SEC on 02/18/2007
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 01/16/1987
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
KATTERSON, RICHARD JOHNPRESIDENT/CEO264922
TOTH, JOHN EDWARD JREXECUTIVE VP/SEC/TREAS/CCO1767355

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.

CRD#: 21304

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