James Davis
Professional summary
James Davis IV, who also goes by James Davis Jr, Jim Davis Jr, Jim Davis, is a registered financial advisor currently at CAPITAL PLANNING CONSULTANTS, LLC located in Cromwell, Connecticut.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. James has worked at 4 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Davis IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 1987 - Present
CAPITAL PLANNING CONSULTANTS, LLC
Office #1: 110 Court Street, Suite 6, Cromwell, CT 06416February 26, 1990 - September 12, 1995
MARINER FINANCIAL SERVICES, INC.
February 21, 1986 - November 9, 1989
LANDMARK FINANCIAL MANAGEMENT CORPORATION
November 29, 1983 - January 22, 1986
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/27/1987)
Exams
Current Firm
CAPITAL PLANNING CONSULTANTS, LLC
CRD#: 126260 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 129 |
| AUM (Assets Under Management) | $ 30,588,000 |
Red Flags
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