Ansel J. Krutsinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ansel Jerome Krutsinger was a registered financial professional .
Ansel is a previously registered financial professional and started their career in finance in 1983. Ansel had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2014 - April 9, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 5, 2014 - April 9, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 1, 2014 - August 6, 2014
FINANCIAL TELESIS INC
April 1, 2014 - August 6, 2014
FINANCIAL TELESIS INC
April 8, 2013 - March 31, 2014
KESTRA INVESTMENT SERVICES, LLC
April 8, 2013 - March 31, 2014
KESTRA INVESTMENT SERVICES, LLC
September 7, 2011 - April 3, 2013
NORTHWEST QUADRANT WEALTH MANAGEMENT
August 18, 2011 - April 11, 2013
LPL FINANCIAL LLC
December 20, 2006 - August 19, 2011
KMS FINANCIAL SERVICES, INC.
December 20, 2006 - August 19, 2011
KMS FINANCIAL SERVICES, INC.
March 28, 1990 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
December 1, 1986 - March 8, 1990
GODWINS SECURITIES, INC.
October 24, 1983 - December 19, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
