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Thomas Gerard Zielinski

CRD# 1180384·Registered 1986 - 2011
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Gerard Zielinski, who also goes by Thomas Gerard Zielkinski, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1986 - 2011. Thomas had worked at 3 firms and has passed the Series 63, Series 7, Series 4, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas Gerard Zielkinski

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

QA3 FINANCIAL CORP.·CRD# 14754
BD
Omaha, NE
September 30, 2004 - February 11, 2011
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
February 8, 1990 - September 30, 2004
TD AMERITRADE CLEARING, INC.·CRD# 5633
BD
Omaha, NE
February 28, 1986 - February 6, 1990

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Current Firm

QF
QA3 FINANCIAL CORP.

INVESTORS FIRST SECURITIES, LTD. | QA3 FINANCIAL GROUP, LLC | QA3 FINANCIAL CORP. | QA3 FINANCIAL

CRD#: 14754 / SEC#: 8-31155
BD
Terminated by SEC on 04/12/2011

Contact Information

Established

Iowa since 01/27/1981

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
QA3, LLCOWNER - PARENT COMPANY—
BOLTON, GREGORY PAULSECRETARY4194519
WILD, STEPHEN KENTPRESIDENT/CEO/CFO/CCO466804

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1987About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Dec 1989About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 1989About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 1986About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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