Myung J. Chun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Myung Joon Chun, who also goes by Richard Chun, was a registered financial professional .
Myung is a previously registered financial professional and started their career in finance in 1983. Myung had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 15, Series 7, Series 24, Series 53 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2016 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
April 11, 2008 - March 8, 2018
SCOTTRADE, INC.
April 25, 2006 - March 24, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 20, 2005 - March 24, 2008
TD AMERITRADE, INC.
February 3, 2005 - March 24, 2008
TD AMERITRADE, INC.
April 1, 2004 - February 1, 2005
CETERA WEALTH SERVICES, LLC
May 9, 2002 - April 30, 2003
GATEWAY INVESTMENT SERVICES, INC.
July 8, 1997 - May 1, 2002
CHARLES SCHWAB & CO., INC.
April 24, 1991 - May 1, 2002
CHARLES SCHWAB & CO., INC.
November 13, 1989 - May 1, 1991
WEDBUSH SECURITIES INC.
July 12, 1985 - November 1, 1989
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
March 12, 1984 - July 16, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
September 22, 1983 - February 4, 1984
UNION SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 6/5/1984
Foreign Currency Options ExaminationSeries 8
Date: 10/26/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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