Colman H. Bank
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colman Harold Bank was a registered financial professional .
Colman is a previously registered financial professional and started their career in finance in 1973. Colman had worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2012 - May 23, 2025
ARLINGTON SECURITIES, INC.
December 15, 1997 - April 2, 2012
OSAIC FS, INC.
July 3, 1974 - April 2, 2012
OSAIC FS, INC.
October 2, 1973 - May 17, 1978
GENERAL AMERICAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 9/26/1973
Registered Representative ExaminationCurrent Firm
ARLINGTON SECURITIES, INC.
CRD#: 19596 / SEC#: 801-66316, 8-38098
Contact information
FINRA licenses (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 257 |
| AUM (Assets Under Management) | $ 77,254,990 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
