James T. Fife
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Thomas Fife, who also goes by Tom Fife, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1983. James had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2020 - January 22, 2025
EUDAIMONIA ADVISORS LLC
February 13, 2013 - May 18, 2020
RAYMOND JAMES & ASSOCIATES, INC.
February 13, 2013 - May 18, 2020
RAYMOND JAMES & ASSOCIATES, INC.
August 14, 1998 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
August 14, 1998 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
April 16, 1993 - August 25, 1998
UBS FINANCIAL SERVICES INC.
March 28, 1989 - May 7, 1993
MORGAN KEEGAN & COMPANY, LLC
January 26, 1987 - April 17, 1989
LEHMAN BROTHERS INC.
September 22, 1983 - February 2, 1987
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EUDAIMONIA ADVISORS LLC
CRD#: 302001 / SEC#: 801-116891
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,124 |
| AUM (Assets Under Management) | $ 307,053,861 |
Red Flags
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