William L. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Lee Campbell was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1992. William had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2002 - May 18, 2023
DAVID LERNER ASSOCIATES, INC.
September 27, 2000 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
September 27, 2000 - September 10, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 5, 1992 - January 28, 1993
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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