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Richard Lynn Larew

CRD# 1180008·Registered 1983 - 1991
Previously Registered: Being a previously registered professional could mean that Richard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Richard Lynn Larew, who also goes by Richard Lynne Larew, Rick Larew, was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 1983 - 1991. Richard had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Richard Lynne Larew, Rick Larew

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

MALONE & ASSOCIATES, INC.·CRD# 10412
BD
Denver, CO
December 20, 1989 - February 25, 1991
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
November 24, 1989 - January 11, 1990
MARSHALL DAVIS, INC.·CRD# 16278
BD
September 14, 1987 - November 28, 1989
FIRST EAGLE, INC.·CRD# 16509
BD
June 2, 1987 - September 28, 1987
MALONE & ASSOCIATES, INC.·CRD# 10412
BD
Denver, CO
July 9, 1985 - May 20, 1987
R.B. MARICH, INC.·CRD# 13227
BD
February 4, 1985 - July 15, 1985
NIELSON AND CLARK INC.·CRD# 13508
BD
Las Vegas, NV
August 3, 1984 - February 7, 1985
C. E. CARLSON, INC.·CRD# 6851
BD
Golden, CO
March 5, 1984 - August 14, 1984
C. E. CARLSON, INC.·CRD# 6851
BD
Golden, CO
August 29, 1983 - September 13, 1983

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Current Firm

M&
MALONE & ASSOCIATES, INC.

MALONE & ASSOCIATES, INC.

CRD#: 10412 / SEC#: 8-27337
BD
Cancelled by FINRA on 08/07/1991

Contact Information

Established

Colorado since 01/15/1982

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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