Peter Frederic Steger
Professional Summary
Peter Frederic Steger, who also goes by Peter Frederic Steger, is a registered financial advisor currently at KINGSWOOD WEALTH ADVISORS, LLC located in Chicago, Illinois and KINGSWOOD CAPITAL PARTNERS, LLC located in Chicago, Illinois. Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Peter has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Peter Frederic Steger
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
3G WEALTH | ZACCARDO WEALTH MANAGEMENT | VSL WEALTH ADVISORY LLC | UNIVERSITY PLANNING PARTNERS | UNIVERSAL FINANCIAL CONSULTANTS | TRINITY CAPITAL MANAGEMENT | THE COLLINS GROUP | TB HERBERT FINANCIAL | SUTTER WEALTH MANAGEMENT | STERZING FINANCIAL GROUP | STERN INVESTMENTS, LLC | STEPHENS INVESTMENTS & WEALTH MANAGEMENT SOLUTIONS | STEPHAN AND ASSOCIATES WEALTH MANAGEMENT | STEGER FINANCIAL GROUP/THE EFFICIENT EDGE | SOUTHERN EDGE WEALTH SOLUTIONS | SIMINOU WEALTH MANAGEMENT | SECURIET WEALTH | SECURIAN WEALTH | SAGE MONEY ADVICE | ROHR CAPITAL MANAGEMENT | RMV SECURITIES LLC | REPUBLIC CAPITAL GROUP | RENAISSANCE DIGITAL INVESTMENTS | RAPPAPORT WEALTH MANAGEMENT | RANDIE J ENTERPRISES/RJE | RANDIE J ENTERPRISE.RJE | PROVIDENT PLACE WEALTH ADVISORS LLC | PROSPERITY WEALTH MANAGEMENT | PHOENIX ASSET ADVISORS | PCM ASSOCIATES LTD | PARADIGM WEALTH SERVICES, INC. | NOBLE CLUB FINANCIAL SERVICES LLC | MIAMI SHORES WEALTH MANAGEMENT | LOWREY WEALTH MANAGEMENT | LOWERY WEALTH MANAGEMENT | LOEFFLER WEALTH MANAGEMENT | LIFETRUST WEALTH ADVISORS, LLC | LIBERTY WEALTH MANAGEMENT | LE'AHI PRIVATE WEALTH | LAKEVIEW ASSET MANAGEMENT | KINGSWOOD WEALTH ADVISORS, LLC | KINGSWOOD FAMILY OFFICES | KINGSWOOD FAMILY OFFICE | KING FINANCIAL INVESTMENTS | JHG FINANCIAL ADVISORS | INTEGRATED FINANCIAL PLANNING CENTER | H. PRIVATE WEALTH | GUARDIAN | GRANITE BAY CAPITAL MANAGEMENT | GOODSON WEALTH MANAGEMENT | GLENWOOD FINANCIAL PARTNERS | FRAMEPOINT PARTNERS, LP FRAMEPOINT | FOWLER FINANCIAL GROUP LLC | FINANCIAL & RETIREMENT STRATEGIES, INC. | FINANCIAL & RETIREMENT STRATEGIES | FERNEAU ASSET MANAGEMENT | FALKE WEALTH MANAGEMENT | FAISON WEALTH STRATEGY | ENDEAVOR INVESTMENT RESOURCES | ELEVATE WEALTH MANAGEMENT | DYNAMIC FINANCIAL | DEFREZE FINANCIAL SERVICES | DANNAH INVESTMENTS | COMPLETE WEALTH 360 | CHALICE WEALTH ADVISORS, LLC | CHALICE WEALTH ADVISORS | CARDINAL CAPITAL PARTNERS | CAPITAL INSURANCE & INVESTMENT PLANNING | BRIDGERLAND FINANCIAL ADVISORS, LLC | BRIDGERLAND FINANCIAL | BREWER WEALTH MANAGEMENT | BOND HARBOR FINANCIAL ADVISORS | BOARDWALK CAPITAL MANAGEMENT | BLUEPRINT WEALTH SOLUTIONS | BLUEPOINT WEALTH MANAGEMENT | BIRCHWOOOD WEALTH ADVISORS | BIANCHI FINANCIAL PARTNERS | BANNER WEALTH AND LEGACY PLANNING | APEX FINANCIAL | ANDERSON TEAM FINANCIAL | ANDERSON FINANCIAL GROUP | ADMIRALTY WEALTH MANAGEMENT
Contact Information
Main Address
11440 W. Bernardo Court Suite 300, San Diego, CA 92127Mailing Address
126 E 56th Suite 3l, New York, NY 10022Phone Number
(800) 535-6981# of Employees
88SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
12,273AUM (Assets Under Management)
$3,800,734,890Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
3G WEALTH | ZACCARDO WEALTH MANAGEMENT | VSL WEALTH ADVISORY LLC | UNIVERSITY PLANNING PARTNERS | UNIVERSAL FINANCIAL CONSULTANTS | TRINITY CAPITAL MANAGEMENT | THE COLLINS GROUP | TB HERBERT FINANCIAL | SUTTER WEALTH MANAGEMENT | STERZING FINANCIAL GROUP | STERN INVESTMENTS, LLC | STEPHENS INVESTMENTS & WEALTH MANAGEMENT SOLUTIONS | STEPHAN AND ASSOCIATES WEALTH MANAGEMENT | STEGER FINANCIAL GROUP/THE EFFICIENT EDGE | SOUTHERN EDGE WEALTH SOLUTIONS | SIMINOU WEALTH MANAGEMENT | SECURIET WEALTH | SECURIAN WEALTH | SAGE MONEY ADVICE | ROHR CAPITAL MANAGEMENT | RMV SECURITIES LLC | REPUBLIC CAPITAL GROUP | RENAISSANCE DIGITAL INVESTMENTS | RAPPAPORT WEALTH MANAGEMENT | RANDIE J ENTERPRISES/RJE | RANDIE J ENTERPRISE.RJE | PROVIDENT PLACE WEALTH ADVISORS LLC | PROSPERITY WEALTH MANAGEMENT | PHOENIX ASSET ADVISORS | PCM ASSOCIATES LTD | PARADIGM WEALTH SERVICES, INC. | NOBLE CLUB FINANCIAL SERVICES LLC | MIAMI SHORES WEALTH MANAGEMENT | LOWREY WEALTH MANAGEMENT | LOWERY WEALTH MANAGEMENT | LOEFFLER WEALTH MANAGEMENT | LIFETRUST WEALTH ADVISORS, LLC | LIBERTY WEALTH MANAGEMENT | LE'AHI PRIVATE WEALTH | LAKEVIEW ASSET MANAGEMENT | KINGSWOOD WEALTH ADVISORS, LLC | KINGSWOOD FAMILY OFFICES | KINGSWOOD FAMILY OFFICE | KING FINANCIAL INVESTMENTS | JHG FINANCIAL ADVISORS | INTEGRATED FINANCIAL PLANNING CENTER | H. PRIVATE WEALTH | GUARDIAN | GRANITE BAY CAPITAL MANAGEMENT | GOODSON WEALTH MANAGEMENT | GLENWOOD FINANCIAL PARTNERS | FRAMEPOINT PARTNERS, LP FRAMEPOINT | FOWLER FINANCIAL GROUP LLC | FINANCIAL & RETIREMENT STRATEGIES, INC. | FINANCIAL & RETIREMENT STRATEGIES | FERNEAU ASSET MANAGEMENT | FALKE WEALTH MANAGEMENT | FAISON WEALTH STRATEGY | ENDEAVOR INVESTMENT RESOURCES | ELEVATE WEALTH MANAGEMENT | DYNAMIC FINANCIAL | DEFREZE FINANCIAL SERVICES | DANNAH INVESTMENTS | COMPLETE WEALTH 360 | CHALICE WEALTH ADVISORS, LLC | CHALICE WEALTH ADVISORS | CARDINAL CAPITAL PARTNERS | CAPITAL INSURANCE & INVESTMENT PLANNING | BRIDGERLAND FINANCIAL ADVISORS, LLC | BRIDGERLAND FINANCIAL | BREWER WEALTH MANAGEMENT | BOND HARBOR FINANCIAL ADVISORS | BOARDWALK CAPITAL MANAGEMENT | BLUEPRINT WEALTH SOLUTIONS | BLUEPOINT WEALTH MANAGEMENT | BIRCHWOOOD WEALTH ADVISORS | BIANCHI FINANCIAL PARTNERS | BANNER WEALTH AND LEGACY PLANNING | APEX FINANCIAL | ANDERSON TEAM FINANCIAL | ANDERSON FINANCIAL GROUP | ADMIRALTY WEALTH MANAGEMENT
State Registrations and Notice Filings
(3/16/2023)
(9/7/2023)
(3/1/2019)
(3/1/2019)
(10/23/2024)
(8/16/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Peter Frederic Steger's CRS (Customer Relationship Summary).
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