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JN

John Lujack Newsome

CRD# 1179783·Registered 1992 - 2017
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Lujack Newsome, who also goes by John Newsome, Johnny Lujack Newsome, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1992 - 2017. John had worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Newsome, Johnny Lujack Newsome

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

IFS SECURITIES·CRD# 40375
BD
Atlanta, GA
February 23, 2017 - October 3, 2017
INDEPENDENT FINANCIAL GROUP, LLC·CRD# 7717
BD
Ahoskie, NC
April 6, 2016 - February 28, 2017
GROVE POINT INVESTMENTS, LLC·CRD# 1763
BD
Ahoskie, NC
September 27, 2013 - April 8, 2016
SECURITIES AMERICA, INC.·CRD# 10205
BD
Ahoskie, NC
May 14, 2012 - November 4, 2013
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Ahoskie, NC
May 13, 2011 - May 18, 2012
LPL FINANCIAL LLC·CRD# 6413
BD
Ahoskie, NC
March 7, 2011 - May 23, 2011
CAPITAL INVESTMENT GROUP, INC.·CRD# 14752
BD
Ahoskie, NC
August 4, 2009 - March 8, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Ahoskie, NC
September 23, 2005 - August 19, 2009
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
September 24, 2003 - September 28, 2005
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
San Diego, CA
May 2, 2003 - October 6, 2003
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
February 12, 1992 - July 31, 2003

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Current Firm

IS
IFS SECURITIES

ALZAID FINANCIAL SERVICES, INC. | INTERNATIONAL FINANCIAL SOLUTIONS, INC. | IFS SECURITIES, INC | IFS SECURITIES | IFS EQUITY | IFS CAPITAL MARKETS | IFS ADVISORY, LLC

CRD#: 40375 / SEC#: 8-49020
BD
Terminated by SEC on 02/28/2020

Contact Information

Established

Pennsylvania since 09/21/1993

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INC.FOREIGN ENTITY/DIRECT OWNER—
MCKENZIE, ALEXYS ULANDOCEO/OWNER2642827
SADLER, JOQUINN THOMASCHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER2817763

Disclosures

Regulatory Event

3

Arbitration

1

Financial

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2017About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1992About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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