BS

Brant R. Snavely

WESTHAMPTON CAPITAL
Some features on this profile are disabled
CRD#: 1179688
BS

Professional summary


Brant Rittenhouse Snavely III, who also goes by Brant Rittenhouse Snavely, Vanbrant Rittenhouse Snavely III, is a registered financial advisor currently at WESTHAMPTON CAPITAL .

Brant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Brant has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Brant Rittenhouse Snavely | Vanbrant Rittenhouse Snavely Iii

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Brant Rittenhouse Snavely III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 6, 2012 - Present

WESTHAMPTON CAPITAL

RIA
CRD#: 119176
Past

March 24, 2006 - November 29, 2006

WESTHAMPTON CAPITAL

RIA
CRD#: 119176
CHARLOTTE, NC
Past

September 8, 2004 - October 6, 2004

THE CONCORD EQUITY GROUP, LLC

RIA
CRD#: 14569
CHARLOTTE, NC
Past

August 31, 2004 - February 5, 2007

THE CONCORD EQUITY GROUP, LLC

BD
CRD#: 14569
CHARLOTTE, NC
Past

March 16, 2004 - August 31, 2004

FIRST MONTAUK SECURITIES CORP.

RIA
CRD#: 13755
CHARLOTTE, NC
Past

June 11, 1997 - August 31, 2004

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ
Past

August 22, 1994 - June 23, 1997

BRANCH, CABELL & CO., INC.

BD
CRD#: 6820
RICHMOND, VA
Past

January 14, 1994 - August 3, 1994

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

January 2, 1990 - November 23, 1993

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

BD
CRD#: 5178
FORT WAYNE, IN
Past

October 1, 1986 - January 1, 1990

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT
Past

November 1, 1983 - August 27, 1986

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WESTHAMPTON CAPITAL
WESTHAMPTON CAPITAL | WESTHAMPTON CAPITAL, LLC | WESTHAMPTON CAPITAL, INC.

CRD#: 119176 / SEC#: 801-80073

RIA
Registered Investment Advisory firm - (7/16/2014 Approved)
Indiana
Registered Investment Advisory firm - (7/17/2014 Terminated)
North Carolina
Registered Investment Advisory firm - (7/17/2014 Terminated)
Virginia
Registered Investment Advisory firm - (7/17/2014 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(6/6/2012)
IAR
Virginia
(3/21/2013)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


WC
WESTHAMPTON CAPITAL
WESTHAMPTON CAPITAL | WESTHAMPTON CAPITAL, LLC | WESTHAMPTON CAPITAL, INC.

CRD#: 119176 / SEC#: 801-80073

RIA
Registered Investment Advisory firm - (7/16/2014 Approved)
Indiana
Registered Investment Advisory firm - (7/17/2014 Terminated)
North Carolina
Registered Investment Advisory firm - (7/17/2014 Terminated)
Virginia
Registered Investment Advisory firm - (7/17/2014 Terminated)
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Contact information


Main Address
2150 Country Club Rd Suite 250, Winston-salem, NC 27104
Mailing Address
Phone number
(336) 725-5579
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (5 States and Territories)


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Regulatory assets under management


Total Number of Accounts256
AUM (Assets Under Management)$ 238,519,094

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WESTHAMPTON CAPITAL

CRD#: 119176

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