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Brant Rittenhouse Snavely Iii

WESTHAMPTON CAPITAL
CRD# 1179688·43 years experience

Professional Summary

Brant Rittenhouse Snavely III, who also goes by Brant Rittenhouse Snavely, Vanbrant Rittenhouse Snavely III, is a registered financial advisor currently at WESTHAMPTON CAPITAL. Brant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Brant has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brant Rittenhouse Snavely, Vanbrant Rittenhouse Snavely Iii

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

WESTHAMPTON CAPITAL·CRD# 119176
RIA
June 6, 2012 - Present
WESTHAMPTON CAPITAL·CRD# 119176
RIA
Charlotte, NC
March 24, 2006 - November 29, 2006
THE CONCORD EQUITY GROUP, LLC·CRD# 14569
RIA
Charlotte, NC
September 8, 2004 - October 6, 2004
THE CONCORD EQUITY GROUP, LLC·CRD# 14569
BD
Charlotte, NC
August 31, 2004 - February 5, 2007
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
RIA
Charlotte, NC
March 16, 2004 - August 31, 2004
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
June 11, 1997 - August 31, 2004
BRANCH, CABELL & CO., INC.·CRD# 6820
BD
Richmond, VA
August 22, 1994 - June 23, 1997
BNY MELLON SECURITIES CORPORATION·CRD# 231
BD
New York, NY
January 14, 1994 - August 3, 1994
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION·CRD# 5178
BD
Fort Wayne, IN
January 2, 1990 - November 23, 1993
EQUITY SERVICES, INC.·CRD# 265
BD
Montpelier, VT
October 1, 1986 - January 1, 1990
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
November 1, 1983 - August 27, 1986

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Current Firm

WC
WESTHAMPTON CAPITAL

WESTHAMPTON CAPITAL | WESTHAMPTON CAPITAL, LLC | WESTHAMPTON CAPITAL, INC.

CRD#: 119176 / SEC#: 801-80073
RIA
Registered Investment Advisory firm - SEC (7/16/2014 Approved)
Indiana
Registered Investment Advisory firm - Indiana (7/17/2014 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (7/17/2014 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (7/17/2014 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2150 Country Club Rd Suite 250, Winston-salem, NC 27104

Phone Number

(336) 725-5579

# of Employees

4

SEC notice filing (5 States and Territories)

Registered to provide investment advisory services in 5 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WESTHAMPTON CAPITAL_BROCHURE_AVA_2025-PRESS (1/6/2026)

Regulatory Assets Under Management

Total Number of Accounts

256

AUM (Assets Under Management)

$238,519,094

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WESTHAMPTON CAPITAL

WESTHAMPTON CAPITAL | WESTHAMPTON CAPITAL, LLC | WESTHAMPTON CAPITAL, INC.

CRD#: 119176 / SEC#: 801-80073
RIA
Registered Investment Advisory firm - SEC (7/16/2014 Approved)
Indiana
Registered Investment Advisory firm - Indiana (7/17/2014 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (7/17/2014 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (7/17/2014 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
North Carolina
(6/6/2012)
IAR
Virginia
(3/21/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1990About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Brant Rittenhouse Snavely III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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