Donald E. Truesdale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald E Truesdale JR, who also goes by Donald E Truesdale, Donald Edward Truesdale Jr, Donald Edward Truesdale, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1984. Donald had worked at 17 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2015 - May 8, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 17, 2012 - July 31, 2013
NEW ENGLAND SECURITIES
June 22, 2010 - April 4, 2012
WORLD EQUITY GROUP, INC.
August 6, 2009 - February 23, 2010
EQUITABLE ADVISORS, LLC
January 28, 2008 - March 5, 2009
ALLSTATE FINANCIAL SERVICES, LLC
August 8, 2006 - February 1, 2008
WOODBURY FINANCIAL SERVICES, INC.
August 12, 2004 - August 15, 2006
OSAIC WEALTH, INC.
October 30, 2003 - July 23, 2004
SUNAMERICA SECURITIES, INC.
February 8, 2000 - October 30, 2001
FIMCO SECURITIES GROUP, INC.
May 23, 1997 - March 9, 1998
FIMCO SECURITIES GROUP, INC.
May 25, 1995 - November 8, 1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
September 26, 1994 - January 17, 1995
WELLS FARGO SECURITIES INC.
November 19, 1992 - November 23, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 19, 1992 - November 23, 1994
SIGNATOR INVESTORS, INC.
January 11, 1991 - August 11, 1992
G. R. PHELPS & CO., INC.
March 22, 1990 - February 6, 1991
NYLIFE SECURITIES LLC
August 18, 1987 - June 19, 1989
METROPOLITAN LIFE INSURANCE COMPANY
August 18, 1987 - June 19, 1989
MSI FINANCIAL SERVICES, INC.
February 23, 1984 - February 18, 1987
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
