Douglas P. Loftus

WEALTH DIMENSIONS GROUP, LTD.

Cincinnati, OH 45249

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CRD#: 1179499

Professional summary

Douglas Paul Loftus, CFP® is a registered financial advisor currently at WEALTH DIMENSIONS GROUP, LTD. located in Cincinnati, Ohio and WEALTH DIMENSIONS FAMILY OFFICE, INC located in Cincinnati, Ohio.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Douglas has worked at 7 firms and has passed the Series 65, Series 63, Series 42, Series 52, Series 62, Series 6, Series 22, Series 51, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) DOUG IS ALSO LICENSED TO SELL INSURANCE IN OHIO IN ORDER TO OFFER SUCH INSURANCE PRODUCTS TO CLIENTS AS A CONVENIENCE TO THOSE CLIENTS WITH INSURANCE NEEDS. (2) Entity Name: Professional Practice Advisors, LLC; Investment related: No; Address: 7870 East Kemper Road, Suite 330, Cincinnati, OH 45249; Nature of the Business: Practice management consulting firm for dentists and other medical professionals; Position/Title/Relationship: Co-owner; Start Date: 3/31/16; Approximate # of hours a month: 1; Approximate # of hours during trading hours: 0; Briefly describe your duties: general management and oversight of services (3) Entity Name: Airway Therapeutics; Investment related: Yes; Address: 1200 Johnson Ferry Rd, Marietta, GA 30068; Nature of the Business: biopharmaceutical company; Position/Title/Relationship: Board Member; Start Date: 1/15/25; Approximate # of hours a month: 2; Approximate # of hours during trading hours: 2; Compensation: Honorarium for quarterly board meetings; Briefly describe your duties: Provide high-level oversight of corporate activities and performance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Paul Loftus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

September 27, 2002 - Present

WEALTH DIMENSIONS GROUP, LTD.

Office #1: 7870 E Kemper Road Suite 210, Cincinnati, OH 45249

RIA

CRD#: 107618

Cincinnati, OH

Current

August 8, 2018 - Present

WEALTH DIMENSIONS FAMILY OFFICE, INC

Office #1: 7870 E Kemper Road Suite 210, Cincinnati, OH 45249

RIA

CRD#: 266787

Cincinnati, OH

Past

August 9, 1995 - February 27, 2008

FSC SECURITIES CORPORATION

CRD#: 7461

CINCINNATI, OH

Past

April 23, 1993 - December 8, 1993

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

September 8, 1986 - August 10, 1995

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

December 18, 1984 - September 11, 1986

K. W. CHAMBERS & CO.

CRD#: 1432

Past

August 24, 1983 - October 17, 1984

OSAIC FS, INC.

CRD#: 3870

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH DIMENSIONS GROUP, LTD.

SPECTRUM ADVISORY SERVICES LLC | WEALTH DIMENSIONS GROUP, LTD. | SPECTRUM FINANCIAL ADVISORS, LLC

CRD#: 107618 / SEC#: 801-37668

RIA

Registered Investment Advisory firm - (11/8/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(9/27/2002)

IAR

Ohio
(1/14/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/18/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 42

Date: 12/1/1999

Registered Options Representative Examination

General Industry/Product Exam

Series 52

Date: 3/20/1992

Municipal Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 5/9/1989

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 8/30/1983

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 8/23/1983

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 51

Date: 4/24/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 1/29/1996

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/19/1995

General Securities Principal Examination

Current Firm

WEALTH DIMENSIONS GROUP, LTD.

SPECTRUM ADVISORY SERVICES LLC | WEALTH DIMENSIONS GROUP, LTD. | SPECTRUM FINANCIAL ADVISORS, LLC

CRD#: 107618 / SEC#: 801-37668

RIA

Registered Investment Advisory firm - (11/8/1990 Approved)

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Contact information

Main Address

7870 E Kemper Road Suite 210, Cincinnati, OH 45249

Mailing Address

Phone number

(513) 554-6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH DIMENSIONS GROUP FORM ADV PART 2A (MARCH 2025) (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,466
AUM (Assets Under Management)	$ 1,025,066,050

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas P. Loftus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Paul Loftus's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH DIMENSIONS FAMILY OFFICE, INC

FSC SECURITIES CORPORATION

MONY SECURITIES CORPORATION

TITAN/VALUE EQUITIES GROUP, INC.

K. W. CHAMBERS & CO.

OSAIC FS, INC.

Primary Firm SEC Registration

WEALTH DIMENSIONS GROUP, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/18/1999

Series 63

Date: 9/8/1983

Series 42

Date: 12/1/1999

Series 52

Date: 3/20/1992

Series 62

Date: 5/9/1989

Series 6

Date: 8/30/1983

Series 22

Date: 8/23/1983

Series 51

Date: 4/24/2003

Series 4

Date: 1/29/1996

Series 24

Date: 7/19/1995

Current Firm

WEALTH DIMENSIONS GROUP, LTD.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH DIMENSIONS GROUP, LTD.

TRUST BUT VERIFY

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