Elizabeth M. Jo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Myung Sun Jo, who also goes by Elizabeth Jo Hogins, Elizabeth Myung Sun Jo Hogins, Elizabeth Myung Sun Jo Kim, Elizabeth Kim, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1983. Elizabeth had worked at 10 firms and has passed the Series 63, Series 55, Series 7, Series 53, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2014 - April 1, 2015
T3 TRADING GROUP, LLC
January 25, 2012 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
September 13, 2011 - January 10, 2012
DIMENSION TRADING GROUP, LLC
August 7, 2009 - August 6, 2010
ECHOTRADE LLC
May 27, 2008 - June 22, 2009
MADISON PROPRIETARY TRADING GROUP, LLC
November 16, 2007 - June 11, 2008
ECHOTRADE LLC
May 9, 2006 - November 19, 2007
OPUS TRADING FUND LLC
January 12, 1999 - March 23, 2004
SCHONFELD SECURITIES, LLC
July 2, 1996 - November 23, 1998
DAE HAN MI SECURITIES, LLC
May 22, 1992 - June 30, 1994
NEW ENGLAND SECURITIES
December 7, 1983 - March 22, 1996
PROMARKET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/29/1999
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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