Ronald L. Smith
Professional summary
Ronald Lee Smith was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ronald is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Ronald had worked at 2 firms, which includes QUINN & CO. INC., BLINDER ROBINSON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 1984 - February 4, 1985
QUINN & CO., INC.
September 23, 1983 - December 8, 1983
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
QUINN & CO., INC.
CRD#: 687 / SEC#: , 8-14364
Contact information
Documents
Red Flags
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