Matthew M. Ludmer

SPIRE WEALTH MANAGEMENT

Irvington, NY 10533

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CRD#: 1179469

Professional summary

Matthew M Ludmer is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Irvington, New York and SPIRE SECURITIES, LLC located in Mclean, Virginia.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Matthew has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INVESTMENT ADVISOR REPRESENTATIVE OF SPIRE WEALTH MANAGEMENT - AN AFFILIATED FIRM - DBA ALIGNED WEALTH, LLC. FULL TIME 40HRS/WK. Aligned Center - Established Aligned Center in 2016 as a Membership based community organization to facilitate and promote personal growth. Membership fees collected. Approximately 30 hours/week during market hours. No securities activities involved. Compensation of net cash flow from membership dues and expenses.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew M Ludmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2021 - Present

SPIRE WEALTH MANAGEMENT, LLC

Office #1: 1 Bridge Street Suite 64, Irvington, NY 10533

RIA

CRD#: 113908

Irvington, NY

Current

October 25, 2013 - Present

SPIRE SECURITIES, LLC

Office #1: 7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

CRD#: 144131

Mclean, VA

Past

June 1, 2009 - October 29, 2013

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

April 1, 2002 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 26, 1997 - April 26, 2002

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

September 27, 1984 - July 1, 1997

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

August 24, 1983 - September 21, 1984

DONALD & CO. SECURITIES INC.

CRD#: 7776

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/25/2013)

Connecticut
(11/12/2013)

Delaware
(1/3/2024)

Florida
(10/25/2013)

Maryland
(1/4/2017)

New Jersey
(10/25/2013)

New York
(10/25/2013)

IAR

New York
(4/29/2021)

Oregon
(1/7/2016)

Pennsylvania
(10/25/2013)

Rhode Island
(1/2/2014)

South Carolina
(1/3/2022)

Texas
(1/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/18/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/23/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

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Contact information

Main Address

7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

Mailing Address

7901 Jones Branch Drive Suite 800, Mclean, VA 22102

Phone number

(703) 657-6060

Established

Firm type

Fiscal year end

# of Employees

165

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 SPIRE WEALTH MANAGEMENT ADV 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	15,808
AUM (Assets Under Management)	$ 4,617,171,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew M. Ludmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew M Ludmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPIRE SECURITIES, LLC

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

PERSHING LLC

MORGAN STANLEY & CO. LLC

DONALD & CO. SECURITIES INC.

Primary Firm SEC Registration

SPIRE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/1992

Series 63

Date: 12/18/1987

SIE

Date: 10/1/2018

Series 31

Date: 10/23/2009

Series 7

Date: 8/20/1983

FINRA

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPIRE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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