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William George Aune

CRD# 1179348·Registered 1983 - 2006
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William George Aune, who also goes by Bill Aune, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1983 - 2006. William had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Aune

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

VISION INVESTMENT SERVICES, INC.·CRD# 46609
BD
Sturgeon Bay, WI
June 13, 2001 - December 1, 2006
FOCUSED INVESTMENTS L.L.C.·CRD# 37532
BD
Chicago, IL
August 8, 1995 - June 27, 2001
KINGLAND CAPITAL CORPORATION·CRD# 16341
BD
February 12, 1991 - August 31, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181
BD
July 24, 1985 - May 4, 1988
SOURCE SECURITIES, INC.·CRD# 8026
BD
August 23, 1983 - February 7, 1989

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Current Firm

VI
VISION INVESTMENT SERVICES, INC.

VISION INVESTMENT SERVICES, INC.

CRD#: 46609 / SEC#: 8-51489
BD
Terminated by SEC on 12/31/2012

Contact Information

Established

Illinois since 09/01/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MB FINANCIAL BANK, N.A.OWNER—
FEIGER, MITCHELL SDIRECTOR4621669
LAVENDER, LYNN DEEDIRECTOR3199036
OSBORN, KEVIN ROBERTVP-CCO-CROP/SROP-FINOP2910571
SCALZITTI, KIMBERLY SUEPRESIDENT/CEO2081153
WILDMAN, BRIAN JAMESDIRECTOR—
YORK, JILL ELIZABETHDIRECTOR4621667

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1983About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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