Stanley R. Jonas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Reginald Jonas was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1987. Stanley had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2006 - January 5, 2009
AXIOM MANAGEMENT PARTNERS LLC
August 11, 2006 - October 20, 2006
KESSLER & COMPANY INVESTMENTS, INC.
April 2, 1996 - April 3, 2006
NEWEDGE USA, LLC
October 18, 1991 - April 4, 1996
COWEN AND COMPANY
July 1, 1987 - September 19, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AXIOM MANAGEMENT PARTNERS LLC
CRD#: 140535 / SEC#: , 8-67318
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
