Teris A. Sinclair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teris Andra Sinclair, who also goes by Teri Sinclair, was a registered financial professional .
Teris is a previously registered financial professional and started their career in finance in 1984. Teris had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2009 - August 17, 2015
EAGLE STRATEGIES LLC
August 16, 2005 - August 17, 2015
NYLIFE DISTRIBUTORS LLC
August 12, 2004 - August 4, 2005
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 29, 1997 - June 9, 2004
ALLIANCEBERNSTEIN INVESTMENTS, INC.
February 14, 1995 - September 11, 1997
MORGAN STANLEY DW INC.
April 20, 1994 - October 31, 1994
JOHN HANCOCK DISTRIBUTORS LLC
October 28, 1992 - March 14, 1994
USLIFE EQUITY SALES CORP.
August 7, 1990 - November 19, 1990
FIRST AFFILIATED SECURITIES
February 14, 1986 - October 30, 1989
TRANSAMERICA FINANCIAL ADVISORS, INC.
July 5, 1985 - December 27, 1985
TRIAD AMERICAN SECURITIES INC.
June 19, 1984 - December 24, 1984
LPL FINANCIAL LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
