Douglas J. Spencer
IFRAH FINANCIAL SERVICES
Little Rock, AR 72223-5876
Some features on this profile are disabled
CRD#: 1179191
Professional summary
Douglas Jackson Spencer, CFP® is a registered financial advisor currently at IFRAH FINANCIAL SERVICES, INC. located in Little Rock, Arkansas.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Douglas has worked at 4 firms and has passed the Series 63, Series 7 and Series 22 exams.
Question & Answer
What are your service offerings?
Tax Planning
Employee and Employer Plan Ben...
Retirement Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Douglas Spencer owns a CPA practice Douglas J. Spencer CPA, PA and provides accounting and tax services to various clients.
Mr. Spencer devotes more than 10% of his time to this CPA/PA firm. Clients of Ifrah Financial Service, Inc. may also become clients of this CPA/PA firm. As such, Mr. Spencer may receive compensation from an advisory client who also become as client of his CPA/PA firm. This scenario creates a conflict of interest as there is an incentive to recommend Mr. Spencer's own firm for CPA/PA services. If a client of Ifrah Financial Services is referred to Mr. Spencer's CPA/PA firm for separate services, he will advise those clients that they are not required to use his firm for these services and are free to seek similar service from any CPA/PA they wish.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Jackson Spencer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
February 1, 2006 - Present
IFRAH FINANCIAL SERVICES, INC.
Office #1: 17300 Chenal Parkway Suite 150, Little Rock, AR 72223-5876RIA
CRD#: 136925
Little Rock, AR
Past
December 2, 1997 - October 17, 2006
HUTCHINSON FINANCIAL, INC.
RIA
CRD#: 111913
LITTLE ROCK, AR
Past
January 7, 1991 - June 22, 1999
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
January 9, 1984 - June 1, 1988
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
IFRAH FINANCIAL SERVICES, INC.
IFRAH FINANCIAL SERVICES, INC.
CRD#: 136925 / SEC#: 801-64962
RIA
Registered Investment Advisory firm - (11/29/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(2/1/2006)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IF
IFRAH FINANCIAL SERVICES, INC.
IFRAH FINANCIAL SERVICES, INC.
CRD#: 136925 / SEC#: 801-64962
RIA
Registered Investment Advisory firm - (11/29/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
17300 Chenal Parkway Suite 150, Little Rock, AR 72223-5876
Mailing Address
Phone number
(501) 821-7733
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,437 |
| AUM (Assets Under Management) | $ 446,906,587 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
IFRAH FINANCIAL SERVICES, INC.
CRD#: 136925Little Rock, AR 72223-5876TRUST BUT VERIFY
Monitor Douglas Spencer
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
