William M. Meredith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Massie Meredith JR was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2018 - December 31, 2019
FIRST DOMINION CAPITAL CORP.
January 9, 2015 - November 4, 2016
FIRST DOMINION CAPITAL CORP.
January 23, 2012 - September 3, 2013
KELSON CAPITAL LLC
June 28, 2007 - November 18, 2010
WASHINGTON SECURITIES CORPORATION
February 5, 2004 - April 25, 2005
INVESTORS SECURITY COMPANY, INC.
August 11, 2003 - December 31, 2003
INVESTORS SECURITY COMPANY, INC.
February 10, 2003 - September 5, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 10, 2003 - September 5, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 18, 1999 - January 7, 2003
MORGAN KEEGAN & COMPANY, LLC
April 1, 1999 - January 7, 2003
MORGAN KEEGAN & COMPANY, LLC
October 20, 1983 - April 30, 1999
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/21/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FIRST DOMINION CAPITAL CORP.
CRD#: 16330 / SEC#: , 8-33719
Contact information
FINRA licenses (18 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN PASCO III REVOCABLE TRUST DATED MAY 10, 2004 | OWNER | |
| PRICE, JOHN CLIFFORD | OWNER | 1707529 |
| ANCI, CHRISTOPHER FRANCIS | PRESIDENT, FINOP, PRINCIPAL | 2747555 |
| PASCO, JOHN III | TRUSTEE | 357414 |
| PORTWOOD, WILLIAM BOYCE | CHIEF COMPLIANCE OFFICER | 4853700 |
| VERMILLERA, SANDRA ZEMBACHS | VICE PRESIDENT, TREASURER, PRINCIPAL | 6376063 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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