Katherine K. Reap
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katherine Kissane Reap, who also goes by Katherine Mary Kissane, Kati K. Reap, was a registered financial professional .
Katherine is a previously registered financial professional and started their career in finance in 1985. Katherine had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2012 - December 3, 2018
PODESTA & CO.
January 9, 2006 - December 31, 2010
D.J. MOSIER & ASSOCIATES, INC.
June 4, 2002 - December 7, 2004
RBC CAPITAL MARKETS, LLC
April 22, 2002 - December 7, 2004
RBC CAPITAL MARKETS, LLC
January 2, 1997 - December 31, 2000
ABN AMRO INCORPORATED
March 6, 1985 - January 2, 1997
THE CHICAGO CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
PODESTA & CO.
CRD#: 13140 / SEC#: 801-60698, 8-28860
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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