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JT

John Bellinger Thompson

CRD# 1178547·Registered 1983 - 2012
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Bellinger Thompson, who also goes by Jack Thompson, John Bellinger Thompson, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1983 - 2012. John had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Thompson, John Bellinger Thompson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

SITUS CAPITAL MANAGEMENT LLC·CRD# 159007
BD
Atlanta, GA
April 16, 2012 - October 19, 2012
WESTON FINANCIAL SERVICES LLC·CRD# 117946
BD
New York, NY
August 25, 2010 - April 13, 2012
WESTON FINANCIAL SERVICES LLC·CRD# 117946
BD
Westport, CT
July 5, 2002 - September 5, 2007
THE LINKS GROUP LLC·CRD# 114005
BD
Plandome, NY
December 21, 2001 - July 28, 2010
SANDLER, O'NEILL & PARTNERS, L.P.·CRD# 23328
BD
New York, NY
January 5, 1989 - March 11, 2002
CHASE SECURITIES, INC.·CRD# 10793
BD
New York, MD
June 16, 1987 - September 22, 1988
FAHNESTOCK INTERNATIONAL INC.·CRD# 279
BD
July 30, 1985 - November 23, 1985
ADVEST, INC.·CRD# 10
BD
August 25, 1983 - July 18, 1985

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Current Firm

SC
SITUS CAPITAL MANAGEMENT LLC

SITUS CAPITAL MANAGEMENT LLC | TFO CAPITAL LLC

CRD#: 159007 / SEC#: 8-68956
BD
Terminated by SEC on 10/02/2018

Contact Information

Established

Delaware since 08/11/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SITUS GROUP, LLCOWNER—
BALTOVSKI, ALEXANDERFINANCIAL AND OPERATIONS PRINCIPAL2350828
DEGENNARO, MARKMANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER4175998

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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