Jeffrey T. Letzler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Thomas Letzler, who also goes by Jeffrey T Letzler, Jeffrey T. Letzler, Jeffrey Letzler, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1983. Jeffrey had worked at 18 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24, Series 4, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2014 - January 2, 2019
TRADEWEB DIRECT LLC
September 5, 2013 - January 2, 2019
TRADEWEB LLC
November 8, 2010 - August 5, 2013
MINT BROKERS
November 8, 2010 - August 5, 2013
BGC FINANCIAL, L.P.
June 29, 2010 - August 25, 2010
PIERPONT CAPITAL ADVISORS LLC
March 22, 2010 - June 23, 2010
PIERPONT CAPITAL ADVISORS LLC
October 12, 2006 - June 5, 2008
TP ICAP GLOBAL MARKETS AMERICAS LLC
September 8, 2006 - October 2, 2006
MACQUARIE CAPITAL (USA) INC.
April 4, 2005 - June 30, 2005
LYNCH, JONES & RYAN LLC
October 13, 2003 - January 31, 2006
NOMURA SECURITIES NORTH AMERICA, LLC
August 12, 2003 - December 15, 2005
INET ATS, INC.
June 12, 2000 - January 31, 2006
INSTINET, LLC
November 18, 1999 - April 23, 2001
REUTERS C CORPORATION
December 19, 1997 - September 21, 1999
HSBC SECURITIES (USA) INC.
April 12, 1991 - October 5, 1995
NATWEST INTERNATIONAL SECURITIES INC.
September 5, 1990 - September 2, 1992
NATWEST CAPITAL MARKETS SECURITIES INC.
April 23, 1990 - November 24, 1997
NATWEST SECURITIES CORPORATION
January 18, 1986 - April 3, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
September 21, 1983 - January 31, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/7/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TRADEWEB DIRECT LLC
CRD#: 103787 / SEC#: , 8-52278
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BONDDESK GROUP LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CAHALANE, JOHN JOSEPH | PRESIDENT | 2922033 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
