John R. Levins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Raymond Levins, who also goes by John Raymond Levins Mr., was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 24 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2014 - November 6, 2014
BISHOP, ROSEN & CO., INC.
November 21, 2012 - December 18, 2013
SOURCE CAPITAL GROUP, INC.
May 11, 2012 - September 27, 2012
BCG SECURITIES, INC.
September 9, 2011 - May 9, 2012
SUNSTREET SECURITIES, LLC
December 1, 2010 - May 16, 2011
MIDAMERICA FINANCIAL SERVICES, INC.
April 1, 2010 - April 12, 2010
XTENT FINANCIAL GROUP, INC.
September 9, 2009 - April 19, 2010
CORECAP INVESTMENTS, LLC
September 2, 2009 - September 4, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 5, 2009 - August 27, 2009
GIRARD SECURITIES, INC.
August 28, 2008 - November 12, 2008
SHEARSON FINANCIAL SERVICES, LLC
June 19, 2007 - October 24, 2007
GRODSKY ASSOCIATES, INC.
October 5, 2005 - June 18, 2007
OAKBRIDGE FINANCIAL SERVICES
January 3, 2005 - October 6, 2005
SOURCE CAPITAL GROUP, INC.
May 10, 2004 - December 31, 2018
JOHN RAYMOND LEVINS DBA LEVINS & ASSOCIATES
August 5, 2003 - December 9, 2003
FIRST MIDWEST SECURITIES, INC.
October 18, 2002 - August 14, 2003
DALTON STRATEGIC INVESTMENT SERVICES INC.
March 21, 2002 - December 10, 2002
TRIPP & CO., INC.
August 2, 2001 - January 11, 2002
FSC SECURITIES CORPORATION
November 13, 2000 - June 22, 2001
CROWN CAPITAL SECURITIES, L.P.
January 3, 2000 - November 13, 2000
INVESTORS CAPITAL CORP.
January 25, 1999 - August 19, 1999
AVANTAX INVESTMENT SERVICES, INC.
January 6, 1992 - December 31, 1998
AVANTAX INVESTMENT SERVICES, INC.
October 3, 1989 - December 31, 1991
POLARIS FINANCIAL SERVICES, INC.
December 23, 1988 - October 4, 1989
LINSCO FINANCIAL GROUP, INC.
November 6, 1985 - December 13, 1988
FINANCIAL CONSULTANTS, INC.
October 14, 1983 - May 16, 1985
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BISHOP, ROSEN & CO., INC.
CRD#: 1248 / SEC#: , 8-12140
Contact information
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
