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JL

John Raymond Levins

CRD# 1178374·Registered 1983 - 2014
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Raymond Levins, who also goes by John Raymond Levins Mr., was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1983 - 2014. John had worked at 24 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Raymond Levins Mr.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years registered in the securities industry

Current & Past Employments

Past

JOHN RAYMOND LEVINS DBA LEVINS & ASSOCIATESPast·CRD# 116589
RIA
Manchester, NH
May 10, 2004 - December 31, 2018
BISHOP, ROSEN & CO., INC.Past·CRD# 1248
BD
New York, NY
May 22, 2014 - November 6, 2014
SOURCE CAPITAL GROUP, INC.Past·CRD# 36719
BD
Westport, CT
November 21, 2012 - December 18, 2013
BCG SECURITIES, INC.Past·CRD# 70
BD
Manchester, NH
May 11, 2012 - September 27, 2012
SUNSTREET SECURITIES, LLCPast·CRD# 143211
BD
Avondale, AZ
September 9, 2011 - May 9, 2012
MIDAMERICA FINANCIAL SERVICES, INC.Past·CRD# 47351
BD
Joplin, MO
December 1, 2010 - May 16, 2011
CORECAP INVESTMENTS, LLCPast·CRD# 37068
BD
Southfield, MI
September 9, 2009 - April 19, 2010
XTENT FINANCIAL GROUP, INC.Past·CRD# 7854
BD
Akron, OH
April 1, 2010 - April 12, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.Past·CRD# 39543
BD
Fairfield, IA
September 2, 2009 - September 4, 2009
GIRARD SECURITIES, INC.Past·CRD# 18697
BD
Manchester, NH
January 5, 2009 - August 27, 2009
SHEARSON FINANCIAL SERVICES, LLCPast·CRD# 38619
BD
Manchester, NH
August 28, 2008 - November 12, 2008
GRODSKY ASSOCIATES, INC.Past·CRD# 29148
BD
Manchester, NH
June 19, 2007 - October 24, 2007
OAKBRIDGE FINANCIAL SERVICESPast·CRD# 16323
BD
Manchester, NH
October 5, 2005 - June 18, 2007
SOURCE CAPITAL GROUP, INC.Past·CRD# 36719
BD
Westport, CT
January 3, 2005 - October 6, 2005
FIRST MIDWEST SECURITIES, INC.Past·CRD# 21786
BD
Bloomington, IL
August 5, 2003 - December 9, 2003
DALTON STRATEGIC INVESTMENT SERVICES INC.Past·CRD# 23485
BD
Knightstown, IN
October 18, 2002 - August 14, 2003
TRIPP & CO., INC.Past·CRD# 6967
BD
New York, NY
March 21, 2002 - December 10, 2002
FSC SECURITIES CORPORATIONPast·CRD# 7461
BD
Atlanta, GA
August 2, 2001 - January 11, 2002
CROWN CAPITAL SECURITIES, L.P.Past·CRD# 6312
BD
Orange, CA
November 13, 2000 - June 22, 2001
INVESTORS CAPITAL CORP.Past·CRD# 30613
BD
Lynnfield, MA
January 3, 2000 - November 13, 2000
AVANTAX INVESTMENT SERVICES, INC.Past·CRD# 13686
BD
Dallas, TX
January 25, 1999 - August 19, 1999
AVANTAX INVESTMENT SERVICES, INC.Past·CRD# 13686
BD
Dallas, TX
January 6, 1992 - December 31, 1998
POLARIS FINANCIAL SERVICES, INC.Past·CRD# 14521
BD
Concord, NH
October 3, 1989 - December 31, 1991
LINSCO FINANCIAL GROUP, INC.Past·CRD# 524
BD
December 23, 1988 - October 4, 1989
FINANCIAL CONSULTANTS, INC.Past·CRD# 1819
BD
November 6, 1985 - December 13, 1988
AETNA LIFE INSURANCE AND ANNUITY COMPANYPast·CRD# 13256
BD
October 14, 1983 - May 16, 1985

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Current Firm

BR
BISHOP, ROSEN & CO., INC.

BISHOP, ROSEN & CO., INC.

CRD#: 1248 / SEC#: 8-12140
BD
Terminated by SEC on 11/19/2016

Contact Information

Established

New York since 08/18/1964

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ROSEN, ROBERT STEPHENPRESIDENT, DIRECTOR, CEO404271
SCHLESINGER, ISAACVP, SECRETARY, DIRECTOR, CFO, COO, CCO413636
MURPHY, THOMAS JAMESVP839873

Disclosures

Regulatory Event

15

Arbitration

1

Bond

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2014About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1987About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1983About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Aug 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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