CB
Carl W. Benedict
LEGACY WEALTH CONCEPTS
Baton Rouge, LA 70817
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CRD#: 1178319
CB
Professional summary
Carl Willard Benedict, CFP® is a registered financial advisor currently at LEGACY WEALTH CONCEPTS located in Baton Rouge, Louisiana and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Baton Rouge, Louisiana.
Carl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Carl has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) BENEDICT WEALTH MANAGEMENT, LLC (DBA) BENEDICT FINANCIAL PLANNING - INVESTMENT ADVISOR SERVICES - SINCE 01/2002 - BATON ROUGE LA.- INVESTMENT RELATED 2.) C & L PROPERTIES I LLC. - MANAGER/OWNER - OWNING AND MANAGING RENTAL PROPERTY FOR INVESTMENT PURPOSES - SINCE 01/2003 - BATON ROUGE, LA - INVESTMENT RELATED 3.) CAPTIVE RISK SOLUTIONS, INC. - OWNER/SOLE PROPRIETOR/ PRESIDENT - CONSULTING WITH SMALL BUSINESS OWNERS TO DEVELOP A CAPTIVE INSURANCE COMPANY - SINCE 01/2005 - BATON ROUGE LA.- INVESTMENT RELATED 4.) CARL BENEDICT CFP - OWNER - TAX PREPARATION - SINCE 01/2005 - BATON ROUGE LA.- NOT INVESTMENT RELATED 5.) CARL BENEDICT - INDEPENDENT INSURANCE AGENT - INSURANCE AND FINANCIAL SERVICES - SINCE 01/1997 - BATON ROUGE LA.- INVESTMENT RELATED 6.) LOUSIANA ESTATE PLANS - AGENT - ESTATE PLAN BY SETTING UP A LIVING TRUST - SINCE 02/2012 - BATON ROUGE, LA. - INVESTMENT RELATED 7.) C & L INVESTMENTS I, LLC - OWNER - THIS LLC HOLDS MY AFTER TAX INVESTABLE SECURITIES - PRAIRIEVILLE, LA - SINCE 02/2009 - INVESTMENT RELATED 8.) LEGACY WEALTH CONCEPTS - DBA NAME FOR MARKETING PURPOSES ONLY - BATON ROUGE, LA - SINCE 12/2020 - INVESTMENT RELATED 9.) BOARD OF ELECTION SUPERVISORS - MEMBER - COMMUNITY, CIVIC OR CHARITABLE BOARD MEMBER OR OFFICER - GONZALES, LA - SINCE 09/2020 - INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Carl Willard Benedict's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1986
Experience
Current
May 2, 2011 - Present
LEGACY WEALTH CONCEPTS
Office #1: 17461 Jefferson Hwy. Suite B, Baton Rouge, LA 70817RIA
CRD#: 117422
Baton Rouge, LA
Current
August 4, 1998 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 17461 Jefferson Hwy Ste B, Baton Rouge, LA 70817RIA
BD
CRD#: 20804
Baton Rouge, LA
Past
August 6, 1997 - August 12, 1998
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
November 18, 1991 - August 4, 1997
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
SCOTTSDALE, AZ
Past
March 22, 1988 - November 16, 1991
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
BD
CRD#: 5774
Past
July 1, 1987 - April 5, 1988
PROFINANCIAL, INC.
BD
CRD#: 15345
Past
September 22, 1983 - July 20, 1987
FSC SECURITIES CORPORATION
BD
CRD#: 7461
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/20/2011)
RR
Alaska(8/8/2012)
RR
Arizona(11/6/2001)
RR
Arkansas(8/8/2012)
RR
California(8/8/2012)
RR
Colorado(1/17/2008)
RR
Florida(6/12/2012)
RR
Georgia(7/27/2022)
RR
Louisiana(8/4/1998)
IAR
Louisiana(5/2/2011)
RR
Mississippi(1/9/2003)
RR
North Carolina(6/30/2014)
RR
Oklahoma(1/2/2024)
RR
Tennessee(10/4/2016)
RR
Texas(1/3/2006)
IAR
Texas(8/31/2012)
RR
Virginia(1/2/2009)
RR
Wisconsin(7/26/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LW
LEGACY WEALTH CONCEPTS
BENEDICT FINANCIAL PLANNING | LEGACY WEALTH CONCEPTS | BOZEMAN BENEDICT & ASSOCIATES, INC | BENEDICT WEALTH MANAGEMENT, LLC
CRD#: 117422 / SEC#:
Louisiana
Registered Investment Advisory firm - (1/31/2002 Approved)Texas
Registered Investment Advisory firm - (8/31/2012 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
17461 Jefferson Hwy. Suite B, Baton Rouge, LA 70817
Mailing Address
17461 Jefferson Hwy. Ste. B, Baton Rouge, LA 70817
Phone number
(225) 766-9506
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 151 |
| AUM (Assets Under Management) | $ 64,803,879 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LEGACY WEALTH CONCEPTS
CRD#: 117422Baton Rouge, LA 70817TRUST BUT VERIFY
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