Robert F. Malin
Professional summary
Robert Franklyn Malin was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Robert had worked at 7 firms, which includes A.B. WATLEY DIRECT INC., A.B. WATLEY INC., ALL-TECH DIRECT INC., DINA SECURITIES INC., SILVER GRAY & CO. INC., NORBAY SECURITIES INC., BROOKS HAMBURGER SATNICK INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2002 - April 17, 2008
A.B. WATLEY DIRECT, INC.
August 26, 1993 - February 27, 2004
A.B. WATLEY, INC.
April 12, 1993 - August 3, 1993
ALL-TECH DIRECT, INC.
March 31, 1992 - April 1, 1993
DINA SECURITIES, INC.
December 1, 1987 - January 22, 1991
SILVER, GRAY & CO., INC.
November 2, 1983 - November 5, 1984
NORBAY SECURITIES INC.
October 19, 1983 - November 19, 1986
BROOKS, HAMBURGER, SATNICK, INC.
State Registrations and Notice Filings
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Exams
Current Firm
A.B. WATLEY DIRECT, INC.
CRD#: 18663 / SEC#: , 8-36903
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 1 |
Red Flags
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