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Muhit Ur Rahman

CRD# 1178289·Registered 1983 - 2018
Previously Registered: Being a previously registered professional could mean that Muhit is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Muhit Ur Rahman, who also goes by Turja Rahman, was a registered financial advisor. Muhit was a previously registered financial professional and started their career in finance 1983 - 2018. Muhit had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Turja Rahman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

LWPARTNERS CAPITAL GROUP LLC·CRD# 167438
BD
New York, NY
January 7, 2014 - August 17, 2018
INDEPENDENT BROKERAGE SOLUTIONS LLC·CRD# 153563
BD
New York, NY
October 28, 2013 - December 31, 2013
TRIUMPH CORPORATE FINANCE GROUP INC.·CRD# 17022
BD
Boston, MA
October 29, 2002 - October 22, 2003
COBBLE HILL PARTNERS, INC.·CRD# 33991
BD
Los Angeles, CA
December 3, 1993 - May 2, 1994
DUNHILL SECURITIES INC.·CRD# 17588
BD
June 16, 1993 - September 9, 1993
IFS FUND DISTRIBUTORS, INC.·CRD# 24075
BD
Cincinnati, OH
June 4, 1993 - June 7, 1993
DABNEY/RESNICK/IMPERIAL, LLC·CRD# 24367
BD
Beverly Hills, CA
March 22, 1990 - April 29, 1993
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
October 19, 1988 - January 20, 1990
INTERFIRST CAPITAL CORPORATION·CRD# 7659
BD
August 24, 1983 - April 24, 1984

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Current Firm

LC
LWPARTNERS CAPITAL GROUP LLC

LMG CAPITAL GROUP LLC | LWPARTNERS CAPITAL GROUP LLC

CRD#: 167438 / SEC#: 8-69260
BD
Terminated by SEC on 10/16/2018

Contact Information

Established

Delaware since 04/28/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LWPARTNERS HOLDINGS LLCOWNER—
DANIELS, RICHARD MATTHEWFINOP, CFO5877964
WAGNER, LEON MARKCHIEF COMPLIANCE OFFICER & CHIEF EXECUTIVE OFFICER847307

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2013About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2013About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1993About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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