Peter G. Ziv
Professional summary
Peter Gordon Ziv, who also goes by Peter G Ziv, is a registered financial professional currently at ZIV INVESTMENT COMPANY located in Chicago, Illinois.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 1 firm and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Gordon Ziv's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 1992 - Present
ZIV INVESTMENT COMPANY
Office #1: 141 W. Jackson Blvd Suite 2095, Chicago, IL 60604-2983Office #2: 141 W. Jackson Blvd Suite # 2095, Chicago, IL 60604-2983State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2004)
(4/22/1992)
(1/12/2024)
(12/21/2022)
(1/10/2024)
(4/13/2020)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 5/6/2003
Limited Representative-Equity Trader ExamFINRA
Current Firm
ZIV INVESTMENT COMPANY
CRD#: 4316 / SEC#: , 8-18119
Contact information
FINRA licenses (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 22,915,455 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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