Matthew Philip Amos
Professional Summary
Matthew Philip Amos was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 1983 - 2018. Matthew had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
PFA SECURITY ASSET MANAGEMENT, INC. | SECURITY ASSET MANAGEMENT, INC.
Contact Information
Established
Arizona since 07/21/1999Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ENGLEHART, DAVID LEE | CHIEF COMPLIANCE OFFICER/FINANCIAL OPERATIONS OFFICER | 1403903 |
| ENGLEHART, DAVID LEE | OWNER, DIRECTOR, VICE PRESIDENT, CHAIRMAN OF THE BOARD | 1403903 |
| NICKUM, JEFFREY SCOTT | OWNER, DIRECTOR, SECRETARY | 2822256 |
| ZIMMERMANN, CURT HEINZ | OWNER, DIRECTOR, PRESIDENT | 1520383 |
| RICHARD ZLOGAR | OWNER | — |
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Nov 2001About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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