Jeffrey F. Backoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Farrell Backoff, who also goes by Jeffrey F Backoff, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1983. Jeffrey had worked at 16 firms and has passed the Series 63, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 1996 - April 29, 1997
FIRST DIVERSIFIED MANAGEMENT GROUP, INC.
December 13, 1993 - April 7, 1994
INVESTORS ASSOCIATES, INC.
October 28, 1991 - December 18, 1991
KOBER FINANCIAL CORP.
August 14, 1989 - October 9, 1989
J. B. HANAUER & CO.
June 27, 1989 - July 31, 1989
HAMPTON SECURITIES, INC.
March 23, 1989 - June 7, 1989
MORGAN GLADSTONE & CO. INC.
February 14, 1989 - March 11, 1989
VANDERBILT SECURITIES, INC.
November 1, 1988 - January 30, 1989
WELLSHIRE SECURITIES, INC.
March 23, 1988 - October 12, 1988
HAMPTON SECURITIES, INC.
January 29, 1988 - April 7, 1988
J. T. MORAN & CO., INC.
August 7, 1987 - January 26, 1988
FITZGERALD, TALMAN, INC.
June 5, 1987 - August 21, 1987
HAMILTON, GRANT & COMPANY, INC.
May 14, 1987 - May 27, 1987
CROMWELL, KNIGHT & CO., INC.
January 28, 1986 - March 12, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
October 24, 1984 - August 12, 1985
ADVEST, INC.
June 26, 1984 - October 15, 1984
MORGAN STANLEY DW INC.
August 25, 1983 - June 8, 1984
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST DIVERSIFIED MANAGEMENT GROUP, INC.
CRD#: 19824 / SEC#: , 8-37833
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
