MS
Mark A. Sewalson
AXXCESS WEALTH MANAGEMENT
Overland Park, KS 66062
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CRD#: 1177582
MS
Professional summary
Mark Allen Sewalson is a registered financial advisor currently at AXXCESS WEALTH MANAGEMENT, LLC located in Overland Park, Kansas.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Mark has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Sewalson Milazzo Financial Consulting Group, LLC; Investment-related; Overland Park, KS; 50% Ownership; Start 03/2022; 200 Hrs Per Month, 130 Hrs During Trading, DBA for advisory activities at Axxcess Wealth Management, LLC 2.) Insurance Sales; Not investment-related; Overland Park, KS; Insurance; Agent; Start 05/2000; Appx 10% of time during the month, during securities trading hours; Accident and Health or Sickness and Life insurance sales 3.) Mark Sewalson Photography; Not Investment-related; Olathe, KS; Photography Services; Owner; Start 9/2013; 4 Hrs Per Month; 0 Hrs During Trading; Takes photos for sale 4.) Ann Lawrence Special Needs Trust; Investment-related; Olathe, KS; Trust; Co-trustee; Start 04/2023; 4 Hrs Per Month; 0 Hrs During Trading; Trustee of family member's trust 5.) City Union Mission; Not Investment-related; Kansas City, MO; Charitable Organization; Board Member; Start 04/2004; 4 Hrs Per Month; 0 Hrs During Trading; Attends monthly meetings
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allen Sewalson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2022 - Present
AXXCESS WEALTH MANAGEMENT, LLC
Office #1: 7400 West 130th Street Suite 230, Overland Park, KS 66062RIA
CRD#: 164081
Overland Park, KS
Past
October 24, 2000 - April 13, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
OVERLAND PARK, KS
Past
October 24, 2000 - April 13, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
OVERLAND PARK, KS
Past
March 1, 1996 - October 20, 2000
GEORGE K. BAUM & COMPANY
BD
CRD#: 36354
KANSAS CITY, MO
Past
October 10, 1988 - March 11, 1996
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
August 25, 1983 - October 13, 1988
MORGAN STANLEY DW INC.
BD
CRD#: 7556
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AXXCESS WEALTH MANAGEMENT, LLC
ALTA PRIVATE WEALTH | WILLIAMSON LEGACY GROUP | VANDALIA WEALTH MANAGEMENT | THE ZANDBERGEN GROUP | SILVERSTONE PRIVATE WEALTH | SEWALSON MILAZZO FINANCIAL CONSULTING GROUP | SENTRY PACIFIC FINANCIAL GROUP | ROUTE 20 PRIVATE WEALTH | PROVIDENCE WEALTH MANAGEMENT | PATHFINDER WEALTH ADVISORS | PATHFINDER | OUTWING PRIVATE WEALTH MANAGEMENT | OSPREY CAPITAL PARTNERS LLC | OPTIMIZED WEALTH STRATEGIES | MK CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL MANAGEMENT | MADDIX WEALTH MANAGEMENT | LIFETIME WEALTH SOLUTIONS | LA WEALTH ADVISORS | JENNIFER P. EASLEY, CFP | INVESTATE WEALTH MANAGEMENT | E AND E FINANCIAL | DONAHUGH WEALTH | COLLIER SUSTAINABLE WEALTH MANAGEMENT | AXXCESS WEALTH MANAGEMENT, LLC | ASSET PRESERVATION STRATEGIES | ASCENDANT CAPITAL MANAGEMENT, LLC | AMBROSINI WEALTH
CRD#: 164081 / SEC#: 801-76763
RIA
Registered Investment Advisory firm - (6/6/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(4/1/2022)
IAR
Texas(3/31/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AXXCESS WEALTH MANAGEMENT, LLC
ALTA PRIVATE WEALTH | WILLIAMSON LEGACY GROUP | VANDALIA WEALTH MANAGEMENT | THE ZANDBERGEN GROUP | SILVERSTONE PRIVATE WEALTH | SEWALSON MILAZZO FINANCIAL CONSULTING GROUP | SENTRY PACIFIC FINANCIAL GROUP | ROUTE 20 PRIVATE WEALTH | PROVIDENCE WEALTH MANAGEMENT | PATHFINDER WEALTH ADVISORS | PATHFINDER | OUTWING PRIVATE WEALTH MANAGEMENT | OSPREY CAPITAL PARTNERS LLC | OPTIMIZED WEALTH STRATEGIES | MK CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL MANAGEMENT | MADDIX WEALTH MANAGEMENT | LIFETIME WEALTH SOLUTIONS | LA WEALTH ADVISORS | JENNIFER P. EASLEY, CFP | INVESTATE WEALTH MANAGEMENT | E AND E FINANCIAL | DONAHUGH WEALTH | COLLIER SUSTAINABLE WEALTH MANAGEMENT | AXXCESS WEALTH MANAGEMENT, LLC | ASSET PRESERVATION STRATEGIES | ASCENDANT CAPITAL MANAGEMENT, LLC | AMBROSINI WEALTH
CRD#: 164081 / SEC#: 801-76763
RIA
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Contact information
Main Address
6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011
Mailing Address
Phone number
(858) 217-5347
Established
Firm type
Fiscal year end
# of Employees
86
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 22,242 |
| AUM (Assets Under Management) | $ 6,329,396,180 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AXXCESS WEALTH MANAGEMENT, LLC
CRD#: 164081Overland Park, KS 66062TRUST BUT VERIFY
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