John F. Santiago
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Santiago was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 3 firms and has passed the Series 55, Series 7A and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2005 - April 11, 2024
ROSENBLATT SECURITIES INC.
July 1, 2002 - April 25, 2003
LEK SECURITIES CORPORATION
October 1, 2000 - July 23, 2002
BEACONS STRATEGIC CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/20/2007
Limited Representative-Equity Trader ExamSeries 7A
Date: 6/26/2002
Floor Broker Representative ExamSeries 25
Date: 2/22/2000
NYSE Trading Assistant ExaminationCurrent Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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