Edward J. Cohan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Joseph Cohan JR, who also goes by Edward Joseph Cohan, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1983. Edward had worked at 9 firms and has passed the Series 12 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2000 - April 8, 2002
GLOBAL ACCESS FINANCIAL SERVICES
October 3, 1997 - June 4, 1998
STRATEGIC RISK MANAGEMENT, INC.
April 28, 1997 - April 3, 1998
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
June 6, 1991 - March 21, 1995
ADLER COLEMAN & CO., INC.
April 30, 1991 - June 6, 1991
INTESA SANPAOLO IMI SECURITIES CORP.
October 12, 1989 - April 30, 1991
MABON, NUGENT & CO.
August 5, 1988 - September 28, 1989
MORGAN STANLEY & CO. LLC
June 6, 1986 - July 5, 1988
UBS FINANCIAL SERVICES INC.
September 2, 1983 - April 24, 1986
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 12
Date: 9/13/1983
NYSE Branch Manager ExaminationCurrent Firm
GLOBAL ACCESS FINANCIAL SERVICES
CRD#: 30998 / SEC#: , 8-45305
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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